QUESTION NO: 1

Which of the following would assist in qualifying a prospect for the Portfolio Construction and Risk Management Managed edition?

A. Are you interested in an in-house installed risk system?

B. Do you want to reduce your investment in risk management infrastructure?

C. Do you want to manage data and model configuration in-house?

D. Do you need to keep your data in-house?

Answer: B

QUESTION NO: 2

Which of the following is a common element of all three (3) editions of the IBM Algorithmics Portfolio Construction & Risk Management Solution for Asset Managers solution?

A. Sets of preconfigured risk reports

B. A web-based interface

C. Advancedrisk analytics

D. Interactive ad hoc risk analysis

Answer: C

Reference:

http://public.dhe.ibm.com/common/ssi/ecm/en/yts03066usen/YTS03066USEN.PDF(pa

ge 2, second para)

QUESTION NO: 3

Regulators are focusing on which of the following for compliance requirements?

A. Target client base

B. Headquarters geographic location

C. Know your client criteria

D. Risk Exposure and Analytics

Answer: D

QUESTION NO: 4

Which one of the following will the Chief Operating Officer (COO) care about?

A. Performance

B. Meeting regulatory compliance

C. Understanding and managing risks

D. Decision support

Answer: C

QUESTION NO: 5

Which of the following are Asset Owners and Managers doing to reduce the risk in their portfolios?

A. Increasing diversification

B. Increasing local Investment

C. Increasing investment in alternative instruments

D. Limiting investment to government issued securities

Answer: C

Reference:http://www-01.ibm.com/common/ssi/rep_ca/0/897/ENUS213-530/ENUS213-

530.PDF(page 7)